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Adverse events profile of oral corticosteroids among asthma patients in the UK: cohort study with a nested case-control analysis
Respiratory Research volume 19, Article number: 75 (2018)
To evaluate the adverse events profile of oral prednisolone among adult asthma patients in the UK.
Using data from the UK-based Clinical Practice Research Datalink, we conducted a series of cohort studies to quantify incidence rates and incidence rate ratios, and a series of nested case-control analyses to estimate crude and adjusted odds ratios, of 11 different potential corticosteroid-related adverse events (bone-related conditions, hypertension, peptic ulcer, severe infections, herpes zoster, diabetes mellitus type 2, cataract, glaucoma, chronic kidney disease, affective disorders, and cardiovascular events).
Between 165,900 and 269,368 asthma patients were included in each of the 11 cohorts, of whom between 836 and 16,192 developed an outcome of interest. Incidence rates per 1000 person-years of potential corticosteroid-related adverse events in patients with new current use of oral prednisolone ranged from 1.4 (95% confidence interval [CI], 1.0–1.8) for peptic ulcer to 78.0 (95% CI, 74.8–81.2) for severe infections. After adjusting for confounding, current oral prednisolone use was most strongly associated with an increased risk of severe infection, compared with non-use of prednisolone; OR 2.16 (95% CI, 2.05–2.27). There were smaller elevated risks of peptic ulcer, affective disorders, and cataract at higher doses, and marginally increased risks of herpes zoster, cardiovascular events, diabetes mellitus type 2, and bone related conditions, compared with non-use of prednisolone. We did not observe an association between oral prednisolone use and glaucoma, chronic kidney disease, or hypertension.
Oral prednisolone use is associated with infections, gastrointestinal, neuropsychiatric, ocular, cardiovascular, metabolic, and bone-related complications among adult asthma patients.
Asthma is among the most common chronic diseases worldwide and poses a substantial public health burden [1, 2]. In the United Kingdom (UK), one in 12 adults requires asthma treatment, and the disease accounts for more than 1000 deaths a year .
The Global Initiative for Asthma (GINA) and the British Thoracic Society/Scottish Intercollegiate Guidelines Network (BTS/SIGN) guidelines for asthma management include a stepwise treatment approach based on use of inhaled corticosteroids (ICS) with or without inhaled long-acting beta-adrenoceptor agonists (LABA) [4, 5]. For patients with severe asthma not controlled by ICS and LABA, guidelines include low-dose oral corticosteroids (OCS) as add-on treatment to mitigate inflammation, relieve symptoms, and prevent exacerbations.
OCS use has been linked to a variety of adverse events including osteoporosis and subsequent bone fractures, peptic ulcer, susceptibility to infections, hyperglycaemia, hypertension, ocular complications, cardiovascular events, and neuropsychiatric disorders [6,7,8,9]. Two recently conducted cross-sectional studies among asthma patients based on United States (US) commercial claims data and data from UK primary and secondary care databases, respectively, suggested relevant associations between frequent OCS use and various potential corticosteroid-related adverse events [10, 11]. However, the temporal relationship between these disorders and OCS exposure could not be established. Three retrospective cohort studies based on different US claims databases also documented a potentially increased risk for corticosteroid-related diseases in asthma patients who used systemic corticosteroids compared with non-users; additionally, the risk increased with increasing daily OCS dose [12,13,14]. Most of these studies restricted OCS exposed groups to severe asthma patients with frequent OCS use [10, 11], or with an initial period of continuous systemic corticosteroid use at high daily doses (≥5 mg prednisolone or equivalent) [12, 13]. The most recently published cohort study included asthma patients with different disease stages and assessed the association between the frequency of OCS prescriptions issued per year and various adverse outcomes . None of these studies investigated absolute risk estimates of potentially corticosteroid-related adverse events among asthma patients with or without OCS use.
In the present study, we examined the risk of OCS-related adverse events in a large population of UK patients enrolled in the well-validated Clinical Practice Research Datalink (CPRD). We included patients with different stages of asthma severity, reflecting a more general asthma population compared to most previous studies. In a series of cohort analyses we estimated crude incidence rates of 11 potentially corticosteroid-related adverse events in users and non-users of OCS. We further conducted a series of case-control analyses nested within these cohorts to assess in more depth the association between timing, frequency, cumulative and average daily doses of OCS use, and the occurrence of these adverse events.
Study design and data source
We conducted a series of 11 cohort studies, each with a nested case-control analysis, using data from the CPRD.
The CPRD is a large and well-validated UK-based electronic primary care database with ongoing data collection, which contains anonymised, longitudinal data recorded by general practitioners (GPs) in daily clinical practice. Available information includes demographics, lifestyle factors, medical diagnoses, prescription history, specialist referrals, hospitalisations, and laboratory test results. The database encompasses approximately 10 million patient records from approximately 600 GP practices throughout the UK. Patients are representative of the UK population with regard to age, sex, and annual turnover rate . Numerous studies have demonstrated the completeness and high validity of the recorded information [16, 17].
This study was approved by the Independent Scientific Advisory Committee for Medicines and Healthcare Products Regulatory Agency research (protocol number 16_060R).
We identified all patients in the CPRD aged 18 years or older with incident or prevalent asthma (defined as requiring at least GINA step 2 treatment ) between January 2000 and December 2015. A qualifying asthma diagnosis was defined as a recorded Read code (clinical coding system used in UK primary care) for asthma at any time in the patient record, which was preceded and/or followed by an ICS prescription within 90 days prior or up to 365 days after. The date of cohort entry for these patients was either 1 January 2000 (for those who qualified before 1 January 2000, i.e. the prevalent asthma patients) or the date of the qualifying ICS prescription, whichever came last.
We excluded patients with (1.) < 3 years of recorded history in the CPRD before cohort entry, to allow for sufficient time to measure covariates (2.) a previous record of malignancy (except non-melanoma skin cancer), HIV/AIDS, alcoholism, or drug abuse, since these conditions and/or the associated drug therapies can lead to immune suppression and to a higher risk of several of the outcomes assessed, (3.) previously recorded differential diagnoses of asthma and/or a disease that is associated with chronic OCS use (rheumatoid arthritis, polymyalgia rheumatica, systemic lupus erythematosus, vasculitis, multiple sclerosis, chronic obstructive pulmonary disease, bronchiectasis, cystic fibrosis, interstitial pulmonary fibrosis, tuberculosis, autoimmune hepatitis, inflammatory bowel disease), (4.) ≥1 recorded OCS prescription within 2 years, or ≥4 recorded OCS prescriptions at any time, before cohort entry, to insure new use of OCS, (5.) prevalent asthma who did not have a recorded ICS prescription within 365 days before 1 January 2000, to ensure persisting asthma at cohort entry, (6.) the recorded outcome of interest (Table 1) prior to cohort entry.
Follow-up and definition of outcomes
We followed patients from the date of cohort entry until the first record of an outcome of interest (Table 1), death, loss to follow-up, the end of the study period (30 December 2015), a code indicating the onset of an exclusion criterion outlined above, or the day after a period of 365 days without any recorded ICS prescriptions (presumed asthma remission). Most patients were included in all study cohorts, and right-censoring of follow-up was different for each outcome. If patients modified their prednisolone exposure as a consequence of the occurrence of an outcome, this could have affected the analyses of outcomes that occurred later on.
Person-time analyses and definition of exposure
We classified follow-up time for each patient into non-, current, or past use of OCS (subsequently referred to as oral prednisolone, since < 2% of the study population received OCS other than prednisolone). We defined non-use as the time period between cohort entry and the first oral prednisolone prescription or the censoring date, whichever came first. Current or past use was defined by estimating the supply of each prescription based on the total quantity of tablets prescribed and the dosage instructions, according to an algorithm developed based on a previous CPRD study  (see Additional file 1 for details on the algorithm, a scheme of the cohort analysis, and the extent of missing data on quantity of tablets or dosing instructions in each cohort).
Nested case-control analyses
Definition of cases and controls
Cases were patients who had a first ever code for one of the study outcomes during the study period. The date of the recorded outcome will subsequently be referred to as the index date. We identified up to 4 controls for each case of the 11 study outcomes, from those in the asthma study population who did not have the outcome of interest prior to the case index date (risk set sampling). We matched controls to cases on index date, duration of follow-up (+/− 2 years), year of birth (+/− 2 years), sex, and duration of history in the database (+/− 0 years).
Definition of exposure
We defined non-users as patients with no oral prednisolone prescriptions prior to the index date, and ever users as patients with ≥1 oral prednisolone prescription recorded at any time before the index date. We further categorised ever users into current, recent, or past users, when their last prescription was recorded < 180, 180–365, or > 365 days before the index date, respectively.
We sub-classified current oral prednisolone users by (1.) cumulative dose prescribed before the index date (< 500 mg, 500-2000 mg, > 2000 mg), and (2.) average daily dose (≤1 mg, > 1 mg–5 mg, > 5 mg) ever, calculated based on the cumulative dose prescribed ever, divided by the days since the first prescription, and within periods of 1, 2, and 5 years before the index date, calculated based on the cumulative dose prescribed within 1, 2, or 5 years before the index date, divided by 365, 730, or 1825 days, respectively, and (3.) frequency of prescriptions before the index date (low use: on average 1 prescription/year; medium use: on average 2–3 prescriptions per year; high use: on average ≥ 4 prescriptions per year), was calculated based on the sum of prescriptions and the time since the first prescription.
Definition of covariates
We assessed the following potential confounders at any time before the index date of each case and control based on a priori clinical knowledge: alcohol consumption (most recent record before the index date: </≥14 units of alcohol per week, or unknown); smoking status (most recent record before the index date: non-, current-, ex-smoker, or unknown); body mass index (most recent record before the index date: < 18.5, 18.5–24.9, 25.0–29.9, ≥30.0, or unknown); current or past use (yes/no) of inhaled bronchodilators, nonsteroidal anti-inflammatory drugs, platelet aggregation inhibitors, anticoagulants, proton pump inhibitors, vitamin D/calcium, bisphosphonates, and immunosuppressants; the number of ICS prescriptions (as a continuous variable), and the Charlson Comorbidity Index (a summary measure for disease burden of a patient ; as a continuous variable, and categorized in 0, 1–3, 4–6, > 6).
We performed a series of 11 cohort studies to assess crude incidence rates (IRs) with 95% confidence intervals (CIs) for each outcome among non-users, ever users (current and past users combined), and current users of oral prednisolone. We compared IRs for ever- and current users with those for non-users by calculating crude incidence rate ratios (IRRs) with 95% CIs.
Nested case-control analyses
We conducted a series of 11 nested case-control analyses for each outcome of interest to assess in more detail the association between oral prednisolone use and the identified adverse events. We compared different oral prednisolone treatment patterns between cases and controls by calculating odds ratios (ORs) with 95% CIs using conditional logistic regression models. To control for confounding, we computed multivariable odds ratios (ORsadj) adjusting for the potential confounding variables defined above.
We conducted a sensitivity analysis to assess whether IRs, IRRs, and ORs (by current, recent, and past use of prednisolone), change according to whether patients were included in the cohorts at January 01 2000 (prevalent asthma patients) or thereafter (incident asthma patients).
We conducted all analyses using SAS 9.4 software (SAS Institute, Cary, NC), and we defined statistical significance at the alpha-level of 0.05.
Characteristics of the study population
Between 165,900 and 269,368 asthma patients were included in each of the 11 cohorts, of whom between 836 and 16,192 developed an outcome of interest. The large majority of case patients could be matched to at least 1 control for the nested case-control analyses. The mean age of cases ranged from 40.8 years for affective disorders to 72.7 years for cataract. Females were more frequent among cases of all examined outcomes (Table 2).
A study flowchart and detailed characteristics of cases and controls are provided in Additional file 2.
Compared with non-users, current users of oral prednisolone had statistically significantly increased crude IRRs for all outcomes except glaucoma. The risk differences between current and non-users of oral prednisolone were greatest for severe infections (60.2/1000 person-years), bone-related conditions (6.2/1000 person-years), and chronic kidney disease (CKD, 5.5/1000 person-years). The crude IRRs for ever users of oral prednisolone tended to be lower than the IRRs for current users (reference: non-users), but remained statistically significantly increased for most outcomes. For some outcomes the IRRs were only minimally increased and effects could be due to bias or confounding (Table 3).
Nested case-control analyses
After adjusting for potential confounding, current users of oral prednisolone had statistically significantly increased ORs of all investigated outcomes except ocular diseases and hypertension, as compared with non-users (Table 4).
Severe infection was the only outcome with a substantially increased OR (2.16). Peptic ulcer (OR = 1.47) and affective disorders (OR = 1.47) had smaller increases in risk, and several other outcomes had marginally increased risks (herpes zoster, cardiovascular events, diabetes mellitus type 2 [DM2], and bone related conditions). Cataract was associated with an increase in risk at cumulative doses > 2000 mg, average daily doses > 5 mg/day, or ≥4 prescriptions/year (ORs = 1.43, 3.29, and 1.80, respectively), but not at lower doses (Figs. 1, 2 and 3). Hypertension, glaucoma, and CKD were not associated with current use of oral prednisolone (Table 4). Recent users had small increases in risk of severe infections, affective disorders, and herpes zoster, but not of other outcomes. There were no elevated risks among past users (Table 4).
Figures 1, 2 and 3 display the results of the sub-analyses among current users of oral prednisolone by cumulative dose before the index date, average daily dose within 2 years before the index date (the figures for the average daily dose prescribed ever, within 1 year, or within 5 years before the index date pointed in the same direction and are not shown), and frequency of use. Possible dose response-relationships were observed for bone-related conditions, severe infections, cataract, affective disorders, DM2, and cardiovascular events. For herpes zoster and peptic ulcer, no dose-response relationships were observed.
The results of the sensitivity analysis were not considerably different between prevalent or incident asthma patients (data not shown).
In this large observational study based on CPRD data, oral prednisolone use was associated with the occurrence of various incident diseases in adult patients with asthma. This association was strongest in current users of oral prednisolone, and gradually declined in recent or past users, compared with non-users. There was a strong association with current use of oral prednisolone and severe infections and possible dose response relationships with bone-related conditions, cataract, DM2, affective disorders, and cardiovascular events. There was also a small non-dose dependent association with herpes zoster and peptic ulcer. In contrast, oral prednisolone use was not associated with the risk of glaucoma, CKD, or hypertension, irrespective of timing of use or the prescribed dose.
The ORs of all outcomes associated with current oral prednisolone use, except cataract, were also increased in patients who had only received an average of 1 prescription per year, a cumulative dose < 500 mg, and/or an average daily dose ≤1 mg within 2 years before the index date. As we did not observe increased ORs in patients with past use of these intermittent and low dose regimens, mere confounding by generally poorer health of prednisolone users compared with non-users is unlikely. Furthermore, cataract, a slowly progressive disease which is associated with frailty and overall disease burden , was only associated with the highest level of exposure for all categories of use: highest cumulative and daily dose and most frequent oral prednisolone regimens.
Previous studies that assessed OCS-related adverse events among asthma patients found similarly increased risk estimates of bone-related, gastrointestinal, infectious, metabolic, renal, psychiatric, and cardiovascular complications in association with OCS use [10,11,12,13,14]. In accordance with our results, previous studies did not find an association between OCS exposure and the occurrence of glaucoma in asthma patients [10, 11, 14] which is also consistent with findings from studies of non-asthmatic OCS users [21, 22]. As previously demonstrated, the risk of cataract in association with OCS use appears to increase notably after long treatment duration or at high cumulative doses or frequency of use [14, 23, 24].
Previous studies among asthma patients found a statistically significant association between OCS use and hypertension [10,11,12, 14] while we observed no such association after adjusting for confounding. This discrepancy might be explained by our stricter definition of hypertension which required patients to receive antihypertensive treatment in addition to a hypertension diagnosis, whereas in all other studies, patients only needed to have a hypertension diagnosis.
Although dose-response relationships between OCS use and various adverse events have been previously reported [6, 7, 12, 23,24,25], some of which among US populations of patients with asthma [12,13,14], this comprehensive longitudinal study adds evidence from the UK, based on one of the largest and best validated medical records database worldwide. This is the first study providing absolute and relative frequencies of potential corticosteroid-related complications among patients with asthma who used or did not use OCS, whereas previous studies reported relative frequencies only [12,13,14]. While previous cohort studies either classified OCS exposure based on cumulative dose [12, 13] or on the frequency of OCS prescriptions issued per year , the results of our study provide evidence that no matter which of these exposure classification approaches is taken, observed associations between the intensity of OCS use and related adverse events remain stable.
Despite these strengths, there are limitations to our study. As in all electronic database studies, our prednisolone exposure definition was based on issued prescriptions and not on actual medication intake. The calculated cumulative dose represents the cumulative dose ever prescribed rather than ingested OCS; e.g. the observed associations between oral prednisolone use and investigated outcomes were more likely to be under- rather than overestimated. Additionally, we had some missing data on quantity of tablets and dosage instructions necessary to calculate current and past use periods in the cohort studies. Although diagnoses are well validated in the CPRD, we cannot rule out the possibility of coding errors. To avoid including false positive outcomes, we based our definitions of most outcomes not only on Read codes, but also on recorded prescriptions or procedures for these specific disorders. However, missing diagnoses could have been an issue particularly for the outcomes peptic ulcer (especially types without haemorrhage) or bone-related conditions (especially osteoporosis without bone-fractures), as these outcomes may have gone unnoticed by the GP. This type of misclassification could have biased our results towards the null hypothesis if it was not differential across users and non-users of prednisolone, or, if users of prednisolone were more closely observed with regard to these outcomes, the risk estimates could have been overestimated. While we could distinguish between more or less frequent average use of oral prednisolone, we could not classify patients into continuous or burst users, as available dosage instructions were not detailed enough. Furthermore, it was not possible to disentangle potential effects of oral prednisolone from an underlying effect of asthma severity, as more severe asthma patients by definition are more likely to be prescribed oral prednisolone. Previous studies have demonstrated that asthma patients have a higher prevalence of metabolic, cardiovascular, and psychiatric diseases, compared with the general population [26,27,28]. These associations are more likely to be bi- than unidirectional, and supposedly based on common pathophysiological parameters of these diseases [26,27,28]. We are however not aware of studies reporting a higher prevalence of these comorbidities in patients with severe asthma compared with less severe asthma, and confounding by asthma severity for these outcomes was unlikely in this study, as we observed no association between current oral prednisolone use and hypertension, or between past use of oral prednisolone and cardiovascular events, DM2, or affective disorders. We did not adjust our analyses for multiple comparisons because all analyses were planned in advance and based on an a priori hypothesis [29, 30].
In conclusion, this study adds evidence from the UK that new use of oral prednisolone is associated with an increased risk of various incident diseases. Some outcomes were associated with not only high dose and frequent oral prednisolone use, but also with low dose and intermittent regimens. A possible dose-response relationship was observed for bone-related conditions, severe infections, cataract, affective disorders, DM2, and cardiovascular events. Our results support the need of developing new treatments for severe asthma with a better safety profile than that of OCS.
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We thank Pascal Egger (Basel Pharmacoepidemiology unit, University of Basel, Basel, Switzerland) for technical support and programming, and Theresa Burkard (Basel Pharmacoepidemiology unit, University of Basel, Basel, Switzerland) for the graphic presentation of the results.
This study was supported by an unconditional grant from F. Hoffmann-La Roche Ltd.
Availability of data and materials
The data that support the findings of this study are available from the Clinical Practice Research Datalink (www.cprd.com) but restrictions apply to the availability of these data, which were used under license for the current study, and so are not publicly available.
Ethics approval and consent to participate
This study was approved by the Independent Scientific Advisory Committee for Medicines and Healthcare Products Regulatory Agency research (protocol number 16_060R).
Consent for publication
MB, DR, JS, SJ, and CRM have no conflicts of interest.
SCC was an employee of Genentech at the timing of study conduction, a member of the F. Hoffmann-La Roche group.
KK is an employee of F. Hoffmann-La Roche Ltd.
LH reports grants from Genentech during the conduct of the study, and other payment for consultancy (F. Hoffmann-La Roche Ltd., Astra Zeneca, Novartis, Glaxo Smith Kline, Teva, Medimmune, Amgen, Boehringer Ingelheim, Aerocrine and Vitalograph), outside the submitted work.
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Algorithm used to calculate current and past use in the cohort analysis. Schematic description of the cohort analysis. Overview on the extent of missing data to calculate current use exposure in each cohort. (PDF 327 kb)
Flowchart of the study population. Detailed information on characteristics and co-medication of cases and controls for each outcome at the index date. (PDF 896 kb)
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Bloechliger, M., Reinau, D., Spoendlin, J. et al. Adverse events profile of oral corticosteroids among asthma patients in the UK: cohort study with a nested case-control analysis. Respir Res 19, 75 (2018) doi:10.1186/s12931-018-0742-y
- Clinical practice research datalink
- Adverse events
- Observational study