- Open Access
Associations between comorbidities, their treatment and survival in patients with interstitial lung diseases – a claims data analysis
Respiratory Research volume 19, Article number: 73 (2018)
Interstitial lung diseases (ILDs) are associated with a high burden of disease. However, data on the prognostic impact of comorbidities and comorbidity-related pharmaceutical treatments in patients with various ILDs remain sparse.
Using longitudinal claims data from a German Statutory Health Insurance Fund, we assessed comorbidity in ILD subtypes and associated drug treatments. Baseline comorbidity was assessed via the Elixhauser Comorbidity Index that was amended by ILD-relevant conditions. Drug treatment was assessed on the substance level using the ATC-codes of drugs prescribed at the time of ILD diagnosis. Subsequently, the comorbid conditions (main analysis) and pharmaceutical substances (secondary analysis) with a meaningful association to survival were identified for the complete ILD cohort and within the subtype strata. For this, we applied multivariate Cox models using a LASSO selection process and visualized the findings within comorbidomes.
In the 36,821 patients with ILDs, chronic obstructive pulmonary disease (COPD), arterial hypertension, and ischaemic heart disease (IHD) were the most prevalent comorbidities. The majority of patients with cardiovascular diseases received pharmaceutical treatment, while, in other relevant comorbidities, treatment quotas were low (COPD 46%, gastro-oesophageal reflux disease 65%). Comorbidities had a clinically meaningful detrimental effect on survival that tended to be more pronounced in the case of untreated conditions (e.g. hazard ratios for treated IHD 0.97 vs. 1.33 for untreated IHD). Moreover, comorbidity impact varied substantially between distinct subtypes.
Our analyses suggest that comorbid conditions and their treatment profile significantly affect mortality in various ILDs. Therefore, comprehensive comorbidity assessment and management remains important in any ILD.
Interstitial lung diseases (ILDs) comprise around 200 different rare diseases that are mostly associated with high mortality but are heterogeneous regarding aetiology, prognosis, and treatment .
Recent clinical trials have created a sound basis for improved pharmaceutical treatment of patients with idiopathic pulmonary fibrosis (IPF) [2, 3]. However, the transferability of corresponding findings to routine care settings remains slightly uncertain . This has also been highlighted in other diseases such as chronic obstructive pulmonary disease (COPD), in which comorbidities play a significant role in management decisions and clinical outcome . Assuming that a similar interaction between comorbidity and outcomes in various ILD subtypes exists, more research is currently being conducted. These investigations are urgently recommended because the relationships between an index disease (here: ILD) and comorbidities include conditions that occur incidentally (e.g. arterial hypertension) as well as potential risk factors (e.g. gastro-oesophageal reflux) or complications respectively sequelae of the index disease (e.g. pulmonary hypertension). These different interaction modes therefore introduce a high level of complexity .
Available evidence suggests that comorbidities substantially affect disease progression and survival in IPF [7, 8], but information on other ILD subtypes is sparse [9, 10]. Moreover, previous research has often focused on distinct conditions [11,12,13,14] instead of the patients’ entire comorbidity burden [15,16,17] and, consequently, has tended to disregard the effects of pharmaceutical comorbidity management [8, 10, 18,19,20,21]. Against this background, we assessed the baseline comorbidity profile of patients diagnosed with different ILD subtypes with a particular emphasis on the impact of distinct comorbid conditions and their respective pharmaceutical treatments on mortality. Since this study is the first to elucidate the associations of treated vs. untreated comorbidity and mortality in distinct ILD subtypes this new aspect may improve patient-centred ILD management.
Data set and sample selection
We performed a retrospective analysis of anonymized 2009–2014 patient-level insurance claims data provided by the Scientific Institute of AOK Statutory Health Insurance funds (WIdO). AOK insures about 30% of the German resident population, and the patient clientele is considered to be representative for Germany .
Data analyses were conducted according to national data protection laws, and AOK Bavaria approved the use of their data for the following analyses. As we performed a retrospective analysis of completely anonymised data, the consultation of an ethics committee was not required for this kind of analysis . Data included in- and outpatient diagnoses based on ICD-10 codes, procedures undertaken based on the International Classification of Procedures in Medicine for inpatients, item codes from the schedule of fees for the outpatient sector, as well as information on age and gender.
Our initial dataset contained all adult insurees with a diagnosis of (a) idiopathic interstitial pneumonia (IIP) [J84.1], (b) other fibrosing ILDs (OFI) [J84.0, J84.8, J84.9, D48.1], (c) sarcoidosis (SARC) [D86.0–D86.9], (d) drug-associated ILDs (DAI) [J70.2–J70.4], (e) pneumoconiosis (PNE) [J62.0–J62.8, J63.0–J63.8], (f) radiation-associated pneumonitis (RAP) [J70.1], (g) eosinophilic pneumonia (EPP) [J82], (h) hypersensitivity pneumonitis (HP) [J67.9] and (i) connective tissue-associated ILD (CTD) [J99.1].
As a reference for our selection algorithm, we transferred the ICD-9-based validation algorithm of Esposito et al. - that yielded a positive predictive value of 83.3% in IPF-patients  - into ICD-10-codes. To avoid false-positive diagnoses by non-specialists, we excluded individuals without confirmed outpatient diagnoses from a pulmonologist, an internal specialist, or a rheumatologist (for the latter CTD only) and without any inpatient diagnosis. Subsequently, other individuals who did not undergo at least one relevant diagnostic procedure (bronchoscopy, computerized tomography of the lungs (CT), pulmonary function testing, and assessment of autoantibodies) during the visit of the diagnosis were also excluded. Likewise, individuals with implausible diagnostic patterns (exclusion of ILD after confirmed diagnosis, radiation-associated pneumonitis without previous/concurrent diagnosis of malignancy, CTD without previous/concurrent diagnosis of autoimmune disease) were excluded.
According to Walsh et al., the agreement on distinct ILD subtypes between different specialists and specialised ILD teams is limited . Accordingly discrepant diagnoses of a patient’s ILD impedes a precise assessment of subtype specific comorbidity profiles. Therefore, in the next step, we excluded individuals assigned to different ILDs simultaneously. In addition, we omitted patients with inconclusive information on gender or date of birth and individuals with an interrupted sequence of AOK enrolment. Finally, patients with a first ILD diagnosis in 2014 were excluded, leaving 58,364 individuals. Those with a minimum observation period of 12 months before ILD diagnosis were classified as incident and the remainder as prevalent cases (Fig. 1).
Assessment of variables with time reference
Portrayed as the difference between the date of diagnosis and the date of death or the end of the observation period, survival was our primary outcome parameter. Owing to data protection laws, available information contained only the month and year of death. Thus, the date of death was set on the 15th of each month for individuals deceased before 31 December 2014. Individuals surviving beyond this date were considered as censored.
Within the German health care system, outpatient diagnoses are not reported with their exact date but per quarter of the year. To define the date of diagnosis, we first assessed the quarter within which the first ILD diagnosis was performed (QDiag) and, subsequently, chose the middle of each quarter. Given that the thus defined date of diagnosis is to some extent imprecise for some patients, the date of diagnosis might be before the date of death. To avoid the exclusion of those patients who have a survival time of up to 0 days, we assigned them a fictional survival of 1 week.
Assessment of comorbidity and medication profiles
The comorbidity burden at baseline was operationalized via the Elixhauser Index (EI) . The EI was implemented using the ICD-10 coding algorithm of Quan et al. . EI distinguishes between hypertension and diabetes with and without complications. Individuals with codes for both forms were assigned to the condition with complications. Additionally, the EI was slightly modified to reflect the ILD-related comorbidity more precisely. First, ‘pulmonary hypertension’ (PH) was excluded from the EI domain ‘pulmonary circulation disorders’ and analysed as a separate condition; secondly ‘lung cancer’ was removed from the EI domain ‘solid tumour without metastases’ and analysed as a separate condition as well. We also considered the non-EI conditions gastro-oesophageal reflux disease (GERD), obstructive sleep apnoea syndrome (OSAS), ischaemic heart disease (IHD), and thromboembolism based on previous evidence on their ILD relevance [15, 16, 28]. Each patient with at least one corresponding inpatient or one confirmed outpatient diagnostic code during QDiag was classified as suffering from that condition.
Comorbidity-relevant medication accounted for (a) ‘drugs against heart insufficiency’ (digitalis glycosides, diuretics, anti-arrhythmic drugs); (b) ‘drugs against cardiovascular diseases’ (statins, beta-blockers, acetylcholinesterase inhibitors [ACE inhibitors], angiotensin-I-antagonists); (c) ‘anti-acid drugs’ (proton-pump inhibitors [PPI], histamine-H2 blockers); (d) ‘anti-clotting medication’ (antiplatelet drugs, heparin (−derivates), vitamin-K antagonists – but no novel oral anti-coagulant drugs [NOACs] owing to their low prescription rate [413 patients, 1.1%]); (e) ‘anti-diabetic agents’; (f) ‘anti-depressants’; (g) ‘drugs for obstructive airway disease’ (long-acting beta2 agonists [LABA], long-acting muscarinic antagonists [LAMA], inhalative corticosteroids [ICS] and their combinations); and (h) ‘drugs for treatment of pulmonary hypertension’ (sildenafil, prostaglandin, bosentan, ambrisentan, sitaxentan, tadalafil, further referred to as specific PH drugs). The comorbidity-relevant medication was assessed based on the Anatomical Therapeutic Chemical (ATC) codes of substances prescribed during QDiag. For details, see Table 2.
Patients were assumed to be treated if a diagnosis was combined with at least one prescription for any therapeutic substance using the following combinations: (a) congestive heart failure: beta-blockers, ACE inhibitors, angiotensin-I-antagonists, digitalis glycosides, diuretic drugs; (b) cardiac arrhythmia: digitalis glycosides, anti-arrhythmic drugs, beta-blockers; (c) IHD: statins, beta-blockers, ACE inhibitors, angiotensin-I-antagonists, antiplatelet drugs, vitamin-K antagonists, heparin (−derivates); (d) valvular disease: beta-blockers, ACE inhibitors, digitalis glycosides; (e) hypertension: beta-blockers, ACE inhibitors, angiotensin-I-antagonists, diuretic drugs; (f) peripheral vascular disorders: antiplatelet drugs, vitamin-K antagonists, heparin (−derivates), statins; (g) diabetes: anti-diabetic agents; (h) GERD: PPI, histamine-H2 blockers; (i) COPD: LABA, LAMA, ICS or combinations; (j) PH: specific PH drugs, diuretics; and (k) depression: anti-depressants.
For the complete ILD cohort as well as stratified by subtype, we assessed baseline characteristics, comorbid conditions, and medication profiles in a descriptive analysis.
Subsequently, we identified associations between comorbidity, treatment pattern, and survival via multivariate Cox models  with age, gender, and subtype as pre-fixed covariates. Comorbid conditions were classified as ‘treated’ and ‘untreated’ depending on the patients’ medication profiles. These findings were visualized in the form of a ‘comorbidome’, which combines information on hazard ratios (HRs) and comorbidity prevalence [8, 30]. A drug-extended Cox model including the pharmaceutical substances prescribed was performed as secondary analysis. Comorbid conditions respectively pharmaceutical substances considered in this selection process are further referred to as impact factors.
For variable selection, we included all conditions with a prevalence of at least 5.0% and relied on the LASSO method [31, 32], which can manage collinear input variables quite efficiently . To calculate HRs, 95% confidence intervals (CI), and p-values, which are not part of LASSO itself, we ran ‘traditional’ Cox models with the covariates identified by LASSO. This procedure has been accepted to address issues of multiple testing adequately .
To check the robustness of our results, we performed two sensitivity analyses (SA). Considering the chronic nature of the comorbid conditions, we extended the observation timeframe for SA1 to the four quarters before QDiag. Moreover, we required a minimum of two outpatient diagnoses within two different quarters or at least one inpatient diagnosis. For drug prescriptions, a minimum of two prescriptions within two different quarters during the respective timeframe was required. For SA2, the four quarters from QDiag until three quarters after QDiag were screened for confirmed outpatient and inpatient ILD diagnoses. Only patients with a minimum of two diagnoses within at least two quarters were included. If a patient died during the prospective observation period, ILD diagnoses were required in all quarters observed with a maximum of one quarter without an ILD diagnosis. All analyses were performed at a significance level of 5% using the software packages SAS, version 9.3, and R, version 3.3.3. Comorbidomes were constructed using Microsoft Excel, version 2010.
Among the 36,821 patients identified, 13,985 received their diagnosis by a pulmonologist, 20 patients who had CTD were diagnosed by a rheumatologist, and 15,731 had inpatient diagnoses. Another 6338 individuals received both outpatient specialist and inpatient diagnoses. Seven hundred forty-seven patients were diagnosed by an internal specialist only.
The complete ILD cohort predominantly consisted of individuals with IIP (n = 14,453; 39.3%), sarcoidosis (n = 9106; 24.7%), and other fibrosing ILDs (n = 7187; 19.5%), while all other ILD-subtypes combined accounted for 6075 individuals (16.5%). The mean age at diagnosis was 66.0 years and 29,704 ILD-patients were male. The number of comorbid conditions ranged between 0 (4.4% of the population) and 18. Median survival was 29.0 months with a death rate of 31.0% (Table 1). Higher comorbidity burden was associated with increased mortality (Additional file 1: Figure S1).
Information on subtype-specific characteristics can be found in Additional file 2: Table S1.
Comorbidity profile and associated medication
Having a prevalence below 5% excluded ‘pulmonary circulation disorders (excluding PH)’, ‘paralysis’, ‘other neurological disorders’, ‘peptic ulcer disease’, ‘AIDS/HIV’, ‘lymphoma’, ‘blood loss anaemia’, ‘alcohol abuse’, ‘drug abuse’, ‘psychoses’, and ‘thromboembolism’.
More than half the patients had ‘COPD’ or ‘uncomplicated hypertension’ and almost one third had IHD (Fig. 2). These conditions were also the most prevalent in the distinct subtypes. ‘Metastatic cancer’, ‘coagulopathy’, and ‘deficiency anaemia’ were of low prevalence, whereas the ILD-relevant conditions ‘lung cancer’, ‘PH’, and ‘OSAS’ were observed in 6.3%, 7.9%, and 6.4% of the patients, respectively. The comorbidity profiles observed for distinct ILD subtypes resembled those within the total cohort except for a substantially higher prevalence of ‘metastatic cancer’ and ‘solid tumours’ in radiation-associated pneumonitis and of ‘rheumatoid arthritis/connective tissue disorder in CTD (Additional file 3: Table S2).
Prescription rates of comorbidity-relevant drugs (Table 2) generally ranged below the corresponding comorbidity prevalence. For 6 out of 13 comorbid conditions, more than one third of the patients did not receive any related drug treatment. ‘Lack of treatment’ was particularly pronounced for ‘depression’, ‘diabetes without complications’, and ‘COPD’, for which only a minority of patients received comorbidity-relevant drugs (35.8%, 39.1%, 46.0% respectively). In contrast, almost all patients with cardiac or cardiovascular diseases had related drug prescriptions. However, the prescription rates for the distinct substances at disposal varied substantially (Table 3). This general trend was largely transferable to the distinct subtypes (Additional file 4: Table S3).
Associations between clinical characteristics and mortality
The comorbidity-only Cox model (columns two and three of Table 4) and the drug-extended Cox model (columns four and five of Table 4) both revealed a significantly positive association of male gender, age, and non-sarcoidosis ILDs with mortality. Both models yielded similar HRs, whereupon the drug-extended model in general exhibited slightly less pronounced associations. The mortality risk was generally higher in untreated comorbid conditions than in treated ones. Most conditions were negatively associated with survival, but positive associations were observed for ‘OSAS’, ‘treated valvular disease’, ‘treated hypertension with complications’, ‘obesity’, ‘hypothyroidism’, ‘treated GERD’, and ‘rheumatoid arthritis/connective tissue disorder’ in both Cox models. For the comorbidity-only Cox model, corresponding findings are visualized as a comorbidome (Fig. 3). Referring to the drug-extended Cox model ‘Statins’, ‘beta-blockers’, ‘ACE inhibitors’, ‘angiotensin-I-antagonists’, ‘anti-arrhythmic drugs’, ‘heparin (−derivates)’ and ‘ICS’ showed an independent positive association, whereas ‘diuretics’, ‘antiplatelet drugs’, ‘PPIs’, ‘H2-antagonists’, ‘specific PH drugs’, and ‘anti-depressants’ demonstrated a negative association with survival.
Within the analyses stratified by subtype (Additional file 4: Table S3), all significant effects mirrored the total cohort, yet the pre-selected impact factors and the judgement of their significance differed substantially by ILD subtypes. Additionally, we found no positive association between any comorbid condition and survival for drug-associated ILD, radiation-associated pneumonitis, and HP, and only a single positive association for sarcoidosis (‘OSAS’), pneumoconiosis (‘OSAS’), and CTD (‘treated valvular disease’). Likewise, we identified just two positive associations for eosinophilic pneumonia (‘treated hypertension with complications’, ‘treated IHD’). However, we discovered five positive associations for IIP (‘treated COPD’, ‘hypothyroidism’, ‘rheumatoid arthritis/connective tissue disorder’, ‘obesity’, and ‘OSAS’) and six for other fibrosing ILDs (‘treated hypertension without complications’, ‘treated COPD’, ‘rheumatoid arthritis/connective tissue disorder, ‘obesity’, ‘untreated GERD’, and ‘OSAS’). Figure 4 summarizes the corresponding results for IIP, other fibrosing ILDs, and sarcoidosis, whilst the comorbidomes for the remaining ILD-subtypes are represented as Additional file 5: Figure S3.
The drug-extended models indicated an independent advantageous impact of treatment with statins for IIP, other fibrosing ILDs, sarcoidosis, pneumoconiosis, and eosonophilic pneumonia and of treatment with heparin (−derivates) for IIP, other fibrosing ILDs, sarcoidosis, and pneumoconiosis. In contrast to the total cohort analysis, antiplatelet drugs had no detrimental association with survival in any subtype, whereas vitamin-K antagonists were associated with increased mortality in radiation-associated pneumonitis. Moreover, an increased mortality risk was observed for patients with other fibrosing ILDs treated with histamine-H2 antagonists and for sarcoidosis patients treated with PPIs; however, the PPI treatment was associated with a survival benefit among CTD patients (Additional file 6: Table S4).
Sensitivity Analyses 1 (SA1)
For all conditions except for ‘COPD’ and ‘fluid and electrolyte disorders’ prevalence rates were similar to the main analysis. Prescription rates of comorbidity-relevant drugs were reduced particularly for statins and COPD-related drugs.
Comparing the comorbidity-only Cox model to the main analysis, ‘treated COPD’ and ‘treated diabetes with complications’ lost their significance, whereas ‘liver disease’ gained significance. For the drug-extended Cox model, the exclusion of ‘lung cancer’ during the LASSO selection process and a highly significant positive association of ‘treated diabetes without complications’ with survival were the only relevant differences regarding comorbid conditions. Moreover, referring to comorbidity-relevant drugs, the beneficial impact of heparin-(derivates) observed in the main analysis could not be replicated.
Sensitivity Analyses 2 (SA2)
Twenty-one thousand five hundred eighty-one individuals were considered for the SA2, but neither the age and gender distribution nor the median observation period for this population differed from the main analysis. Comorbidity prevalence differed only marginally but the sample presented lower proportions of comorbidity treatment. In contrast to the main analysis, ‘treated diabetes without complications’ and ‘untreated hypertension with complications’ demonstrated a significant detrimental association in the comorbidity-only Cox model, whereas ‘treated hypertension without complications’ and ‘hypothyroidism’ lost their beneficial effect. Moreover, the negative impact of ‘treated diabetes with complications’ could not be transferred from the main analysis to SA2. Regarding the drug-extended Cox model highly significant positive associations of treated as well as untreated COPD were the only noteworthy differences from the main analysis.
Our study emphasizes the relevance of comorbidities and their consequent treatment across various ILDs. The results obtained through this study suggest the need for improving comprehensive pharmaceutical comorbidity management in ILDs, with a particular emphasis on the treatment of ILD-relevant comorbid conditions such as COPD (54.0% untreated) and GERD (35.1% untreated). Moreover, we perceived ILD subtype-specific comorbidity profiles. In this regard, the current ICD-10 coding system needs to be acknowledged as not being sufficiently differentiated to precisely separate distinct fibrosing ILDs from one another. Therefore, patients in the IIP and the other fibrosing ILDs group may be substantially more heterogeneous than in the other subtypes. Although within less frequent subtypes sample size issues might explain the observed differences, the LASSO method, which selects conditions based on relevance and not just on significance, provided first insights into subtype-specific comorbidity management approaches.
As expected, highly prevalent, potentially age-associated comorbid conditions were not necessarily those with the strongest impact on survival [35,36,37]. Yet generally, we observed a clinically meaningful association with a higher mortality risk in the case of untreated distinct comorbidities. This emphasizes the need for active screening for and treatment of comorbidity in distinct ILDs. This might be highlighted by using the example of PH, which is recognised as a marker of diseases progression and prognosis in ILDs. PH frequently complicated the course of many ILDs depicted in our data and was identified as a crucial impact factor for all subtypes but radiation-associated pneumonitis. However, the advantage of specific PH drugs remains unclear. Recent trials have not only failed to demonstrate a benefit of PH-drugs but even reported potential detrimental effects in IPF . Thus, treatment options are limited. Our data show that most patients are treated according to clinical practice with diuretics (96% of treated PH patients), while the use of PH drugs is low (14% of treated PH patients). Only in the subgroup of CTD-ILD and PH did 57% of the treated patients receive specific PH drugs that complied with current guidelines .
‘COPD’, ‘treated hypertension’, rheumatoid arthritis/connective tissue disorders’, and ‘OSAS’ were positively associated with survival in the complete cohort, but this was generally not the case on the level of the distinct ILD strata. Observations regarding ‘COPD’ and ‘treated hypertension’ might be explained by an early detection bias. This means that individuals with a known chronic condition are under frequent medical control, which increases the likelihood of earlier ILD diagnosis or that symptoms related to the comorbid condition yield an earlier detection of the ILD. In part, this explanation also applies to ‘rheumatoid arthritis/connective tissue disorders’ that can manifest as CTD-ILDs. Yet from a clinical point of view, this comorbidity should not occur in other subtypes. In contrast, a recent study concerning OSAS reports that CPAP therapy enhances the capability of IPF patients to perform activities of daily living, and the authors also proposed a mitigating effect on mortality , which corresponds with our own observation on the general impact of OSAS.
In addition to investigating the associations of comorbidity prevalence and its treatment to survival, we analysed the independent impact of distinct comorbidity-related drugs. Currently, the role of anti-acid treatment is particularly under discussion [7, 8, 41, 42]. As reported before for IPF , we could not find an association between anti-acid treatment and improved survival among the distinct ILDs, yet we simultaneously observed an independent negative impact of anti-acid drugs in other fibrosing ILDs and sarcoidosis, as previously shown for IPF . Reverse causality must be considered as an explanatory factor to solve this apparent contradiction.
At the subtype level, we found no association between antiplatelet drugs and survival . Yet, there was a positive impact of heparin (−derivates) in IIP, other fibrosing ILDs, sarcoidosis, and pneumoconiosis, but vitamin-K antagonists had no significant impact on survival in any subtype (except for radiation-associated pneumonitis). This needs to be further investigated, as recent analyses report a detrimental association between anticoagulants and survival or disease progression [20, 43, 44]. These studies focus on warfarin and IPF, whereas we studied all forms of vitamin-K antagonists and heparins within several ILD subtypes. Apparently, the role of anticoagulants is not entirely understood and a detailed examination of different drug entities is urgently required, especially for subtypes other than IPF. Here, particularly the role of NOACs – which were not included in our analyses as only 413 (1.1%) patients received corresponding prescriptions – should be further investigated.
Although our observed positive impact of drugs for the treatment of cardiovascular diseases supports recent studies claiming benefits for statin therapy [21, 45], the results of our analysis should be cautiously interpreted. Different patient groups and methodological approaches hamper a sound between-study comparison and our research focuses on a claims data-based study .
Compared with studies from specialized ILD centres [7, 8], our study displayed more frequent age-associated comorbidities (e.g., arterial hypertension, IHD, diabetes). Possibly, this display represents an incorporation of diagnoses from primary, secondary, and tertiary care, where priority setting for distinct conditions is assumed to be different. Additionally, different patient cohorts introduce substantial variation in regards to comorbidity prevalence . Thus, direct comparisons are a sensitive issue. Moreover, the comorbidity burden was assessed based on ICD-10 codes, which could produce potential coding errors . Furthermore, the coding practice may be triggered to some extent by remuneration relevance. One example could be the observed high prevalence of COPD, for which additional payments exist in the form of disease management programme bonuses. To ensure sound comorbidity diagnosis, we restricted our analysis to confirmed diagnoses and required the multiple documentation of comorbidity diagnoses within SA1. Given the high concordance between the main analysis and SA1, we assume that the risk of false-positive comorbidity diagnoses is of subordinated relevance.
Currently, the ICD coding system does not allow differentiation between different IIPs and other fibrosing ILDs. Since the documented codes could not be validated with medical files, the possibility exists that some of the patients may have been misclassified. To some extent, this possibility is supported by the unexpectedly high proportion of individuals with eosinophilic pneumonia as well as by the high share of individuals with comorbid 'rheumatoid arthritis/connective tissue disorders' in non-CTD-ILDs. Here, the assignment of individuals with polyarthropathy to other subtypes than CTD may result due to the coding requirement that CTD-ILD should only be diagnosed in the presence of systemic connective tissue disorders (ICD-10 codes M33-M335) but not in the case of polyarthropathy (ICD10-code M11-M14). Indeed, we observed a particularly high prevalence of polyarthropathy in the heterogeneous subtypes of other fibrosing ILDs and IIP and only within these two subtypes 'rheumatoid arthritis/connective tissue disorders' presented a significant association with survival. This suggests that the assignment to distinct ILD-subtypes is more in accordance with coding requirements than with a clinical perspective on aetiology, which might affect conclusions on the associations between comorbidity presence and mortality. This underscores that thorough differential diagnostic of patients with ILDs is essential to initiate appropriate ILD management.
To avoid using a misdiagnosis, we only allowed confirmed ILD diagnoses by medical specialists combined with related diagnostic procedures, applied specific code combinations (radiation-associated pneumonitis + diagnosis of malignacy, CTD + diagnosis of autoimmune disease), and, lastly, we disregarded patients diagnosed with multiple forms of ILDs. Although misclassification of subtypes cannot be excluded, the results of the main analysis correlated well with those of SA2 that applied a prospective validation of the initial ILD diagnosis. Therefore, we are convinced that a misclassification of subtypes does not crucially affect the associations found between comorbidity and survival.
Due to the lack of information on clinical parameters from the claims data, we could not account for the severity of the ILDs or that of comorbidities . However, not included in our data was the baseline information on lung function. Disease severity remains a major impact factor on survival in ILDs. Therefore, this baseline information on lung function should be considered as an effect modificator because FVC and DLCO are established predictors for survival, e.g. in IPF  or SSc-related ILD . Additional knowledge lacking from the claims data were reliable ICD codes for lifestyle factors such as smoking, dietary habits, and physical activity. These factors could not be incorporated into the analyses.
Moreover, the decision to pharmaceutically treat a comorbid condition depends on many factors such as the medical need for treatment, the potential interactions of treatment regimens, the patients’ individual performance status, and patient/physician preferences. Without the connection to medical files, the aspect of confounding by indication is clearly acknowledged to avoid potential misconclusions on treatment recommendations. However, even a connection with medical files cannot eliminate issues of adherence, meaning that the prescription of a distinct drug is not necessarily linked to the medication intake by the patient.
Likewise, we limited our research to baseline comorbidity only and did not incorporate newly occurring conditions in the course of the ILD. By this, further relevant conditions may have been disregarded. For example, Hyldgaard et al. have shown that substantial comorbidities are diagnosed after IPF-diagnosis but they only observed an additional mortality risk for late onset of cardiovascular diseases and not for other conditions . Hence, baseline comorbidity restriction may presumably only affect the magnitude of HRs but not general statements on significance of the comorbidities reported.
Last, the nature of this analysis does not allow a distinction between ILD-related and non-ILD-related mortality. Indeed, all-cause mortality might not reflect the impact of distinct comorbid conditions on ILD-related mortality comprehensively. In particular, the effects of conditions that present substantial disease-specific lethality might be overestimated. Given recent evidence on an enhanced mortality effect of combined ILD and lung cancer [12, 50], it seems justified to assume corresponding interactions for other conditions as well.
In contrast, claims data remain less prone to selection bias than primary data-based cohorts. Thus, a realistic picture of comorbidity burden and treatment practice in daily routine care can be assumed. Moreover, large sample sizes enable analysis of the comorbidity profiles of rare ILD subtypes for which reference literature is sparse.
For enhanced ILD-management thorough comorbidity assessment seems paramount: We based our assessment on the Elixhauser Index which was amended by ILD-relevant comorbidities (‘GERD’, ‘OSAS’, ‘PH’, and ‘lung cancer’). Other than the often applied Carlson Index , the Elixhauser Index more stringently addresses chronic conditions related to high morbidity but not necessarily to high mortality . Thus, our approach seems superior in the field of ILDs, which are quite heterogeneous regarding their survival prognosis.
To further alleviate management decisions, we finally disentangled untreated and treated comorbidity in regards to comorbidity-relevant drugs. In our opinion, this approach appears to be preferable to a simple prevalence-based analysis (comorbidity yes/no) that might fail to detect the peculiar relevance of pharmaceutical comorbidity management.
In conclusion, improved management of comorbidities in ILDs should address all survival-relevant conditions and not be limited to risk factors and sequelae. Consequently, more stringent pharmaceutical treatment seems to be advisable because our analyses provide first insights that untreated comorbidity tends to affect survival in the various ILDs more detrimentally than treated comorbidity. However, since insurance claims data do not address clinical characteristics of ILD patients comprehensively, further analyses of clinical cohorts with more differentiated information on ILD subtype and disease severity is needed. To improve patient benefit meaningfully, detailed longitudinal investigations of the mutual interactions between comorbidity and its treatment at the substance level should be encouraged. In parallel, a stronger emphasis could be dedicated to evaluating the benefits of non-pharmacological disease management.
Akaike information criterion
Anatomical therapeutic chemical code
Chronic obstructive pulmonary disease
Connective tissue-associated ILD
Data use agreement
Deutsches Zentrum für Lungenforschung/German Center for Lung Research
Gastro-esophageal reflux disease
International statistical classification of diseases and related health problems
Ischaemic heart disease
Idiopathic interstitial pneumonia
Interstitial lung disease
Idiopathic pulmonary fibrosis
Long-acting beta2 agonist
Least absolute shrinkage and selction operator
Novel anticoagulant drug
Other fibrosing ILDs
Obstructive sleeping apnoea syndrome
Proton pump inhibitor
Quarter of ILD diagnosis
Wissenschaftliches Institut der AOK/Scientific Institute of AOK Statutory Health Insurance Funds
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We thank Juergen-Bernhard Adler and Christian Guenster (WIdO) for providing their data. Moreover, we are grateful for the support of Andrea Wulff (data preparation) and Boglárka Szentes (quality assurance) in the initial phase of the project. Finally, we acknowledge the editing of figures and tables performed by Nihal Yasar and Anna-Lena Frank.
This piece of research did not receive any particular funding but was conducted under regular grants from the German Center for Lung Research (DZL).
Availability of data and materials
Our study utilized third party health insurance claims data owned by the WIdO. Access to these data is only provided through a data use agreement (DUA) with the data owner. Interested researchers may access these data by submitting their own DUA contract. If required, they may also contact the corresponding author to request paperwork required for the project DUA.
Ethics approval and consent to participate
We performed a retrospective analysis of completely anonymized data. According to the German Guidelines for Secondary Data Analysis, ethical approval and consent to participate is not required for this type of study.
The authors declare that they have fully acknowledged any competing financial or personal interests with regard to this research project. LS, SW, and MP do not have any conflicting interests related directly or indirectly to the project. JW reports personal fees from Boehringer Ingelheim and Roche outside the submitted work. MK acknowledges grants and personal fees from Boehringer Ingelheim and Roche outside the submitted work.
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Figure S1. Kaplan–Meier plots according to comorbidity quartile. (DOC 35 kb)
Table S1. Baseline characteristics for the population stratified by ILD subtype. (DOC 81 kb)
Table S2. Prescription patterns of comorbidity-relevant medication at the subtype level. (DOC 75 kb)
Table S3. ILD subtype-specific hazard ratios as per the comorbidity-only Cox model. (DOC 97 kb)
Figure S3. Pneumoconios-, Drug-associated ILD-, Radiation-asscociated pneumonitis-, Eosinophilic pneumonia-, HP- and CTD-specific comorbidomes based on results of the LASSO selection for the comorbidity-only Cox model. (DOC 648 kb)
Table S4. Baseline characteristics of the study sample within Sensitivity Analysis 2. (DOC 56 kb)
Table S5. Prescription patterns of comorbidity-relevant medication according to sensitivity analyses. (DOC 74 kb)
Table S6. Proportion of treated comorbid conditions according to sensitivity analyses. (DOC 60 kb)
Table S7. Associations of clinical characteristics and survival within the sensitivity analyses. (DOC 146 kb)
Figure S2. Comorbidity prevalence in main analysis compared with sensitivity analyses. (DOC 104 kb)
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Schwarzkopf, L., Witt, S., Waelscher, J. et al. Associations between comorbidities, their treatment and survival in patients with interstitial lung diseases – a claims data analysis. Respir Res 19, 73 (2018) doi:10.1186/s12931-018-0769-0
- Administrative data
- Pharmaceutical management
- Diffuse parenchymal lung disease
- Statutory Health Insurance